Responsibilities: Compliance Manager ensures that the organization conducts its business processes in compliance with laws and regulations, professional standards, international standards, and accepted business practices. These professionals perform audits at regular intervals and execute design control systems, advising the management on possible risks that might occur, and organization policies. The major task of a compliance manager is to uphold the ethical integrity of the organization and also ensure that business activities are conducted using a regulatory framework. These professionals carry out the risk management process by thorough planning of business and implementing the policies within the organization. Reporting to the CEO, and will be responsible for managing all aspects of risk to the organisation, its employees, clients, reputation, assets and interests of stakeholders. Specific risk areas include, corporate governance, information security, regulatory compliance, insurance and operational risk. Main Activities:

● Design, implement and lead a global risk management strategy for the organization

● Support the Executive Board on embedding a risk aware culture

● Establish and quantify the organization's 'risk appetite' and ensure risk approach adheres accordingly

● Horizon scan to increase awareness of risks affecting the business

● Ensure compliance with regulatory obligations whilst taking a commercial and practical approach to risk based challenges and offer appropriate solutions

● Continual drive for enhanced efficiency and client service (internal and external) in all Risk and Compliance processes

● Develop, lead and motivate the Risk and Compliance team to maximize effectiveness

● Ensure senior management remain informed of regulatory, legislative and best practice changes and their obligations under these changes and how they impact the Group

● Provide regular reports to boards and other relevant bodies detailing any current issues or information as required

● Corporate governance involving external risk reporting to CEO

● Lead the client on-boarding team driving efficiency in all processes to most effectively adhere to our risk appetite

● Manage and coordinate the In-house Counsel team

● Manage insurance purchase, operation, reporting and notification


Position Description

● Providing support, education and training to staff to build risk awareness within the organization

● Provision of proactive and practical regulatory advice to business managers and support functions

● Manage the successful delivery of compliance projects ensuring technical excellence and a practical/business driven approach. Support and lead on Group projects as assigned

● Work closely with CEO to understand the business requirement for projects, develop effective working relationships during project implementation and ensure business as usual ownership is understood by management

● Support and champion the 2021 Vision, and encourage focus on process and innovation with your team and the wider organization Required Experience & Knowledge:

● The applicant should hold as a minimum an BSc/BA in law and finance

● A minimum of 3 years’ experience as a Compliance Officer, Compliance Manager in bank / finance institution

● Strong knowledge of industry best practices and regulations

. ● Experience in risk management

● Knowledge of legal requirements and controls with international compliance (e.g. Anti-Money Laundering, or AML)

● Integrity and professional ethics

● Professional certification (e.g. Certified Compliance & Ethics Professional (CCEP)) is a plus

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