About Northern Trust Northern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. With 130 years of financial experience and nearly 20,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. Working with Us As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company that is committed to strengthening the communities we serve! We recognize the value of inclusion and diversity in culture, in thought, and in experience, which is why Forbes ranked us the top employer for Diversity in 2018. We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and ethical companies. Build your career with us and apply today! Role Summary The individual will be required to interact with numerous internal partners to facilitate delivery of the Compliance Monitoring Service. This will primarily involve reviewing work performed by analysts on breach investigation and resolution whilst pro-actively maintaining oversight on accuracy and completeness of the monitoring process, liaising with Compliance systems support or data management to resolve any issues that may arise. The individual will be required to work closely with the analyst team providing ongoing training and mentoring to foster a culture of client ownership and providing appropriate feedback to their management team for career development purposes. In the event that new business is received, the individual will complete the guideline review process for the new accounts/clients and work closely with the IRAS Compliance CAR Migration team to ensure guidelines are built correctly for purposes of the monitoring Responsibilities Responsible for end to end review of report production performed by Compliance Monitoring analyst team and delivery of end reports to the client. Mentor and provide ongoing training to the analyst teams to improve efficiency and reduce risk/errors in compliance report production. Work with the senior consultants and product development team to communicate trends in client requirements and increase capabilities of the Compliance Monitoring service. Maintain and review client documentation/schematics on a periodic basis to ensure completeness of records. Follow, maintain and improve where appropriate all internal audit processes & requirements. Assist on other IRAS projects to drive over-all productivity and efficiency. Knowledge: Familiarity with various investment styles, asset classes, strategies (where an above average working knowledge of derivatives and exposure calculations is advantageous), coupled with a basic understanding of why clients require Performance, Compliance, Risk products. Use of Microsoft Excel to Pivot Table, IF/VLOOKUP formulae level with experience in reading/coding macros an advantage. Familiarization with Bloomberg navigation and data fields/outputs available. Preferred: Working background with Compliance Monitoring systems (e.g. NT Compliance Analyst, Charles River, Blackrock Aladdin, Mig21, JPM ChaseTRAC etc) and ability to demonstrate understanding of system logic that underpins the guideline monitoring process. Experience Minimum 3 to 5 years related trust or investment industry experience where experience in day to day direct client management and working with offshore operations teams would be viewed favorably.

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